-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D1DOYJDc8boBK+DEqCz2IlBeyQ+aQqE52QU6beEzt8SkntjFddl1UfudEIvsNcNC A5w3+bRXbAMVxI/ZSnuCWw== 0000912057-01-002708.txt : 20010129 0000912057-01-002708.hdr.sgml : 20010129 ACCESSION NUMBER: 0000912057-01-002708 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010125 GROUP MEMBERS: ASSI INC GROUP MEMBERS: LOUIS HABASH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHICAGO PIZZA & BREWERY INC CENTRAL INDEX KEY: 0001013488 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330485615 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47661 FILM NUMBER: 1514543 BUSINESS ADDRESS: STREET 1: 16162 BEACH BOULEVARD STREET 2: SUITE 100 CITY: HUNTINGTON BEACH STATE: CA ZIP: 92647 BUSINESS PHONE: 949-367-86 MAIL ADDRESS: STREET 1: 16162 BEACH BOULEVARD STREET 2: SUITE 100 CITY: HUNTINGTON BEACH STATE: CA ZIP: 92647 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ASSI INC CENTRAL INDEX KEY: 0001020339 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 880353609 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 5076 SPYGLASS HILL DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89122 BUSINESS PHONE: 7024317232 MAIL ADDRESS: STREET 1: 5076 SPYGLASS HILL DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89122 SC 13D/A 1 a2036163zsc13da.txt SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5) CHICAGO PIZZA & BREWERY, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 167889104 - -------------------------------------------------------------------------------- (CUSIP Number) ALLYN R. BURROUGHS 5075 SPYGLASS HILL DRIVE LAS VEGAS, NV 89122 - -------------------------------------------------------------------------------- (Name, address, and telephone number of Person authorized to Receive Notices and Communications) JANUARY 18, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. / / Check the following box if a fee is being paid with the statement. / / SCHEDULE 13D CUSIP No. 83608K 107 Page 2 of 5 Pages ============ ================================================================== 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ASSI, INC. - ------------ ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------ ------------------------------------------------------------------ 3 SEC USE ONLY - ------------ ------------------------------------------------------------------ 4 SOURCE OF FUNDS* WC - ------------ ------------------------------------------------------------------ 5 CHECK BOX IS DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------ ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION NEVADA - -------------------------- --------- ------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY 220,300 OWNED BY EACH --------- ------------------------------------------ REPORTING 8 SHARED VOTING POWER WITH PERSON None --------- ------------------------------------------ 9 SOLE DISPOSITIVE POWER 220,300 --------- ------------------------------------------ 10 SHARED DISPOSITIVE POWER None - -------------------------- --------- ------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 220,300 - ------------ ------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------ ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.9% - ------------ ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* CO ============ ================================================================== SCHEDULE 13D CUSIP No. 83608K 107 Page 3 of 5 Pages ============ ================================================================== 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LOUIS HABASH - ------------ ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------ ------------------------------------------------------------------ 3 SEC USE ONLY - ------------ ------------------------------------------------------------------ 4 SOURCE OF FUNDS* PF - ------------ ------------------------------------------------------------------ 5 CHECK BOX IS DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------ ------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - -------------------------- --------- ------------------------------------------ NUMBER OF 7 SOLE VOTING POWER SHARES BENEFICIALLY None OWNED BY EACH --------- ------------------------------------------ REPORTING 8 SHARED VOTING POWER WITH PERSON 220,300 --------- ------------------------------------------ 9 SOLE DISPOSITIVE POWER None --------- ------------------------------------------ 10 SHARED DISPOSITIVE POWER 220,300 - -------------------------- --------- ------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 220,300 - ------------ ------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------ ------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.9% - ------------ ------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON* IN ============ ================================================================== STATEMENT ON SCHEDULE 13D This Amendment No. 5 to Schedule 13D is filed by ASSI, Inc., a Nevada corporation ("ASSI"), and Louis Habash ("Habash") to amend and update the Schedule 13D dated December 11, 1996 (the "Original Schedule 13D"), which was previously amended by Amendment No. 1 dated November 13, 1997, Amendment No. 2 dated February 18, 1999, Amendment No. 3 dated July 13, 1999, and Amendment No. 4 dated December 20, 2000. All capitalized terms not otherwise defined herein shall have the meanings assigned to them in the Original Schedule 13D. Items not included in this Amendment are either not amended or not applicable. The purpose of this Amendment No. 5 is to report the sale of shares of Common Stock of the Company by ASSI and Habash, who as of January 18, 2001 each ceased to be the beneficial owner of more than five percent of the Common Stock of the Company. Item 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is amended to read as follows: (a) As of the date of this Schedule, ASSI was the record and beneficial owner of 220,300 shares of Common Stock, representing approximately 2.9% of the 7,658,321 outstanding shares of Common Stock based upon the information in the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2000. Of this amount, 200,000 are pursuant to a currently exercisable option. As sole shareholder of ASSI, Habash beneficially owns all of the shares of Common Stock beneficially owned by ASSI. Burroughs and James are not the beneficial owner of any shares of Common Stock and specifically disclaim any beneficial ownership in the shares of Common Stock beneficially owned by ASSI. (b) ASSI has sole power to vote or direct the vote and to dispose or direct the disposition of the 220,300 shares of Common Stock beneficially owned by it. Habash, as sole shareholder of ASSI, shares the power to vote or direct the vote, and to dispose or direct the disposition of, the Common Stock beneficially owned by ASSI. (c) On January 18, 2001, ASSI sold to BJ Chicago, LLC, a Delaware limited liability company ("BJC"), 2,175,500 shares of Common Stock under a Stock Purchase Agreement dated as of December 20, 2000 among ASSI, Habash and BJC (the "2000 Stock Purchase Agreement"). The purchase price for the shares was $4.00 per share, for an aggregate purchase price of $8,702,000. On January 18, 2001, Habash sold to BJC 31,000 shares under the 2000 Stock Purchase Agreement at $4.00 per share for an aggregate purchase price of $124,000. (d) Not applicable. Page 4 of 5 Pages (e) On January 18, 2001, ASSI and Habash each ceased to be the beneficial owner of more than five percent of the outstanding shares of Common Stock of the Company and as a result are no longer subject to the reporting requirements of Regulation 13D of the Securities Exchange Act of 1934. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: January 23, 2001 ASSI, INC. By: /s/ LOUIS HABASH ---------------------------------- Louis Habash, President /s/ LOUIS HABASH ---------------------------------------- Louis Habash Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----